18. Market manipulation.

 0    17 fiche    michallekawa
ladda ner mp3 skriva ut spela Kontrollera dig själv
 
Fråga English Svar English
4 main forms of market manipulation:
börja lära sig
Benchmark manipulation. | Transactions manipulation. | Dissemination. | Devices manipulation.
BT DD
Manipulating Transactions essence:
4 main forms of market manipulation:
börja lära sig
Using transactions or orders without a legitimate reason to artificially influence the price of an investment, or create a false or misleading impression of supply or demand.
Manipulating Devices essence:
4 main forms of market manipulation:
börja lära sig
behaviour that consists of effecting transactions which employ fictitious devices or any other form of deception or contrivance.
Dissemination essence:
4 main forms of market manipulation:
börja lära sig
Spreading information that gives or is likely to give a false or misleading impression about a qualifying investment, where the person knew that the information was false or misleading.
Benchmark Manipulation essence:
4 main forms of market manipulation:
börja lära sig
Transmitting false or misleading inputs in relation to a benchmark.
UK MAR recognises that not all unusual trading activity constitutes market abuse, provided that...
börja lära sig
the behaviour can be justified as legitimate and consistent with accepted market practices on the market (valid commercial reasons)
What does stand for PDMR?
börja lära sig
Person Discharging Managerial Responsibilities
osoba pełniąca obowiązki kierownicze
They must ensure their transactions are transparent and promptly disclosed.
Examples of PDMR?
2
Person Discharging Managerial Responsibilities
börja lära sig
Directors. | Senior executives.
The definition of ‘PDMR’ extends to those who are closely associated with them.
PDMRs must notify the issuer or the emission allowance market about...
börja lära sig
personal transactions:
PDMR must be made personal transaction notifications, no later than...
börja lära sig
3 days after the transaction
details including:
Name of the issuer or emission allowance participant. | Description and identifier of the instrument traded.
Individuals conducting transactions in their company’s - the closed period is...
börja lära sig
30 calendar days before the announcement of the company’s interim or annual financial report.
Persons Closely Associated are as individuals such as...
2cz
börja lära sig
Spouses, dependent children, | Entities controlled by the PDMR.
SE
What does stand for AMP?
börja lära sig
Accepted Market Practices
A defence against potential market manipulation charges.
Accepted Market Practices aspects. Legitimate Reasons essence:
börja lära sig
Transactions or behaviours must be carried out for legitimate reasons to be considered an AMP.
Accepted Market Practices aspects. Conforming to Accepted Market Practices. The behaviour must...
börja lära sig
must align with the ESTABLISHED AMP for it to be considered acceptable.
Accepted Market Practices aspects. Consultation: Before establishing an AMP, the FCA is required to consult with...
börja lära sig
... with relevant STAKEHOLDERS like issuers, financial service providers, and market participants.
Accepted Market Practices aspects. Transparency essence:
börja lära sig
The AMPs identities must be disclosed.

Du måste vara inloggad för att skriva en kommentar.